Any excess may be retained by TD Ameritrade. The rate is subject to annual and mid-year adjustments which may not be immediately known to TD Ameritrade as a result, the fee assessed may differ from or exceed the actual amount of the fee applicable to your transaction. These fees are intended to cover the costs incurred by the government, including the SEC, for supervising and regulating the securities markets and securities professionals. TD Ameritrade remits these fees to certain self-regulatory organizations and national securities exchanges, which in turn make payment to the SEC. The "Section 31 Fee" applies to certain sell transactions, assessed at a rate consistent with Section 31 of the Securities Exchange Act of 1934. Account Types & Investment Products Overview.Contribution and Eligibility Calculator.
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